IPOH, Oct 9 (Bernama) -- The Securities Commission Malaysia (SC) yesterday charged a former unit trust consultant and Private Retirement Scheme (PRS) consultant at the Ipoh Magistrate’s Court for offences relating to unlicensed capital market activities.
General : Former Unit Trust, PRS Consultant Charged With Dealing In Securities Without Licence
SC, unit trust consultant, PRS, charged, court
Key takeaways
Henry Tan was charged with unlicensed securities dealing and falsely representing himself as a Public Bank consultant.
- Tan faces charges under the CMSA for unlicensed securities activities.
- He falsely claimed to represent Public Bank without a license.
- Tan must surrender his passport and report to SC periodically.
Summarised automatically by AI from the original article by Bernama. AI can make mistakes, so check the original for details.
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Related reporting
2 stories on this topic from 2 sources, oldest first.
- Bernama General : Former Unit Trust, PRS Consultant Charged With Dealing In Securities Without Licence (this story)
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